Initial CEFEX assessment fees for Investment Advisory firms typically range from USD $5,000 to USD $20,000, depending on the size and complexity of the firm. Factors considered are: assets under advisement, number and type of clients, number of locations, and 3(38) role.
Discounts of 10% are available to active Accredited Investment Fiduciary® designees and fi360 Toolkit subscribers. Discounts of 20% are available for Accredited Investment Fiduciary Analyst® designees.
Discounts are also available for firms who serve as IARs of RIAs at certain CEFEX-certified broker/dealer organizations.
Please contact CEFEX for a firm quotation.